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GK NotesIndian PolityAnti-Defection Law (Tenth Schedule)

Anti-Defection Law: Tenth Schedule, Grounds and PYQs

Notes on India's anti-defection law for exams: the Tenth Schedule, the 52nd and 91st Amendments, grounds of defection, merger, the Speaker and case law.

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Anti-Defection Law: Tenth Schedule, Grounds and PYQs — GK24 title card
Anti-Defection Law: Tenth Schedule, Grounds and PYQs — GK24 title card

The anti-defection law is the set of rules in the Tenth Schedule of the Constitution under which a member of Parliament or of a State Legislature loses the seat for leaving the party on whose ticket the seat was won. It was added by the Constitution (Fifty-second Amendment) Act, 1985, which came into force on 1 March 1985, and it was tightened by the Constitution (Ninety-first Amendment) Act, 2003. Examiners return to this topic every year because every rule in it sits in a numbered paragraph of one Schedule, and because the leading judgment, Kihoto Hollohan, is part of the standard polity syllabus.

Why the law was made

After the General Election of 1967 large numbers of legislators changed sides, often within weeks, and governments in several states rose and fell on these crossings. The phrase Aaya Ram, Gaya Ram entered Indian politics from Gaya Lal, a Haryana legislator who changed parties thrice in a fortnight. A Committee on Defections headed by Y. B. Chavan was set up in 1967 and reported in 1969, but no law followed for years. The Rajiv Gandhi government finally carried the Fifty-second Amendment in January 1985. It amended Articles 101, 102, 190 and 191, which deal with vacation of seats and disqualifications, and added the Tenth Schedule to the Constitution.

The Tenth Schedule paragraph by paragraph

ParagraphSubjectPosition today
1Definitions: House, legislature party, original political partyIn force
2Grounds of disqualification on the ground of defectionIn force
3Exemption for a split of one-third of the legislature partyOmitted by the 91st Amendment, 2003
4Exemption for a merger agreed to by two-thirds of the legislature partyIn force
5Exemption for the Speaker, Deputy Speaker, Chairman and Deputy ChairmanIn force
6The Chairman or the Speaker decides the question of disqualificationIn force
7Bar on the jurisdiction of courtsStruck down in Kihoto Hollohan, 1992
8Power of the Chairman or the Speaker to make rulesIn force

Grounds of disqualification

Paragraph 2 lays down three situations, and the member who falls in one of them ceases to be a member of the House.

  • A member of a political party is disqualified if the member voluntarily gives up membership of that party. The Supreme Court held in Ravi S. Naik versus Union of India, 1994, that these words are wider than formal resignation and that giving up may be inferred from conduct, such as openly campaigning for a rival party.
  • A member is disqualified for voting, or abstaining from voting, in the House against the direction of the party, commonly called the whip. There is a saving clause: the member escapes if prior permission was taken, or if the party condones the act within fifteen days of the vote.
  • An independent member who joins a political party after the election is disqualified. A nominated member may join a party within six months of taking the seat, but joining after six months brings disqualification.

Disqualification under the Tenth Schedule is not a bar on contesting again. The member may stand at the resulting by-election, and that is one reason the law is criticised as a weak deterrent.

Merger, and what the 91st Amendment changed

Paragraph 4 protects a genuine merger. If not less than two-thirds of the members of a legislature party agree to a merger of their original party with another party, neither the members who go over nor the members who stay behind are disqualified. Until 2003 Paragraph 3 gave the same protection to a split by one-third of the legislature party, and bulk defections were dressed up as splits to use it. The Ninety-first Amendment deleted that paragraph outright, so a split now gives no protection at all. The same amendment inserted Articles 75(1A) and 164(1A), capping the Council of Ministers at fifteen per cent of the total strength of the Lok Sabha or of a Legislative Assembly, with a floor of twelve ministers in a state. Articles 75(1B) and 164(1B) bar a member disqualified for defection from being a minister until the member is re-elected or the term runs out, and the new Article 361B keeps such a member out of any remunerative political post for the same period.

Who decides, and can courts interfere

Under Paragraph 6 the question whether a member has become disqualified is decided by the Chairman or the Speaker of the House concerned, and the decision is final. The Election Commission has no role here, unlike disqualification for an office of profit under Articles 102 and 191, where the President or the Governor acts on the opinion of the Commission. Paragraph 7 originally barred every court from the subject, but in Kihoto Hollohan versus Zachillhu, 1992, the Supreme Court upheld the Schedule while striking down Paragraph 7, because taking away the jurisdiction of the High Courts and the Supreme Court needed ratification by the states under Article 368(2). The Court held that the Speaker acts as a tribunal and that the decision is open to judicial review for mala fides, perversity or violation of natural justice, though not before the decision is made. In Keisham Meghachandra Singh versus the Speaker of the Manipur Legislative Assembly, 2020, the Court said that a Speaker should ordinarily decide a defection petition within three months, and suggested that Parliament consider handing the work to an independent tribunal. The Dinesh Goswami Committee of 1990 and the 170th Report of the Law Commission had earlier urged that disqualification be limited to votes on a confidence motion, a no-confidence motion or a money bill.

Exam Point of View

Questions come in four shapes. First, the plain recall pair: Tenth Schedule and the 52nd Amendment, 1985, with the 91st Amendment, 2003, as the distractor. Second, the numbers: two-thirds for a merger, the deleted one-third for a split, fifteen days of condonation, six months for a nominated member, fifteen per cent for the Council of Ministers. Third, the authority: the Speaker or the Chairman decides, not the Election Commission and not the President, and Paragraph 7 was struck down in Kihoto Hollohan while the rest of the Schedule stood. Fourth, statement-based questions on the exemptions, where the usual trap is to call a split protected or to say the Speaker's decision cannot be reviewed at all.

Important Facts

ScheduleTenth Schedule of the Constitution
Added byConstitution (Fifty-second Amendment) Act, 1985; in force 1 March 1985
Articles amended in 1985Articles 101, 102, 190 and 191
Merger exemptionParagraph 4; two-thirds of the legislature party must agree
Split exemptionParagraph 3, one-third; omitted by the 91st Amendment, 2003
Whip violation saving clausePrior permission, or condonation by the party within fifteen days
Deciding authorityChairman or Speaker of the House, under Paragraph 6
Leading judgmentKihoto Hollohan v. Zachillhu, 1992; Paragraph 7 struck down
Three-month guidanceKeisham Meghachandra Singh v. Speaker, Manipur Legislative Assembly, 2020
Cap on ministersArticles 75(1A) and 164(1A): fifteen per cent of the House, minimum twelve in a state
Bar on officeArticles 75(1B), 164(1B) and 361B, inserted by the 91st Amendment
Nominated memberMay join a party within six months of taking the seat

Practice MCQs on this topic

Q1.Indian PolityEasy

The anti-defection law is contained in which Schedule of the Constitution of India?

  1. A.Ninth Schedule
  2. B.Tenth Schedule
  3. C.Eleventh Schedule
  4. D.Twelfth Schedule
Show answer
Correct answer: B. Tenth Schedule

Explanation

The correct answer is B, the Tenth Schedule. The Tenth Schedule was added by the Constitution (Fifty-second Amendment) Act, 1985, and it lays down the grounds on which a member of Parliament or of a State Legislature is disqualified for defection, the exemption for a merger, the exemption for the presiding officers and the authority who decides the question.

Option A, the Ninth Schedule, was added by the First Amendment, 1951, and holds laws, mostly land reform laws, that are placed beyond challenge on the ground of violating fundamental rights, subject to the basic structure test laid down in the I. R. Coelho case. Option C, the Eleventh Schedule, was added by the Seventy-third Amendment, 1992, and lists twenty-nine subjects for Panchayats. Option D, the Twelfth Schedule, came with the Seventy-fourth Amendment, 1992, and lists eighteen subjects for municipalities. Only the Tenth Schedule deals with defection.

Q2.Indian PolityEasy

The Tenth Schedule, containing the anti-defection law, was added to the Constitution by which amendment?

  1. A.Forty-fourth Amendment, 1978
  2. B.Fifty-second Amendment, 1985
  3. C.Sixty-first Amendment, 1989
  4. D.Ninety-first Amendment, 2003
Show answer
Correct answer: B. Fifty-second Amendment, 1985

Explanation

The correct answer is B, the Fifty-second Amendment, 1985. That amendment inserted the Tenth Schedule and amended Articles 101, 102, 190 and 191, which deal with the vacation of seats and the disqualification of members. It came into force on 1 March 1985.

Option A, the Forty-fourth Amendment, 1978, undid much of the Forty-second Amendment: it restored the term of the Lok Sabha to five years, deleted the right to property from the fundamental rights and tightened the conditions for a proclamation of Emergency. Option C, the Sixty-first Amendment, 1989, lowered the voting age from twenty-one years to eighteen years. Option D, the Ninety-first Amendment, 2003, did not add the Schedule; it amended it, deleting the exemption for a split and capping the size of the Council of Ministers, so it is the common distractor in this question.

Q3.Indian PolityMedium

Under Paragraph 4 of the Tenth Schedule, a merger of a legislature party is protected from disqualification only if it is agreed to by what proportion of its members?

  1. A.One-third
  2. B.One-half
  3. C.Two-thirds
  4. D.Three-fourths
Show answer
Correct answer: C. Two-thirds

Explanation

The correct answer is C, two-thirds. Paragraph 4 says that where the original political party of a member merges with another party, the member is not disqualified if not less than two-thirds of the members of the legislature party concerned have agreed to the merger. Both the members who go over and the members who refuse to go and stay with the old party are protected.

Option A, one-third, was the figure in Paragraph 3 for a split, and that paragraph was deleted by the Ninety-first Amendment in 2003, which is why one-third now protects nobody. Option B, one-half, and option D, three-fourths, appear nowhere in the Tenth Schedule; three-fourths is the figure used in Article 368 for ratification by states only in the sense of a special majority of the House, not for mergers. Examiners pair one-third and two-thirds deliberately, so the two figures must be remembered together with their paragraphs.

Q4.Indian PolityMedium

The exemption from disqualification in the case of a split in a legislature party was removed from the Tenth Schedule by which amendment?

  1. A.Sixty-first Amendment
  2. B.Seventy-third Amendment
  3. C.Eighty-sixth Amendment
  4. D.Ninety-first Amendment
Show answer
Correct answer: D. Ninety-first Amendment

Explanation

The correct answer is D, the Ninety-first Amendment, passed in 2003. It omitted Paragraph 3 of the Tenth Schedule, which had saved a split supported by one-third of the members of a legislature party. Bulk defections were being presented as splits to claim that protection, so only a merger approved by two-thirds survives today.

Option A, the Sixty-first Amendment, 1989, reduced the voting age to eighteen years. Option B, the Seventy-third Amendment, 1992, gave constitutional status to Panchayati Raj and added Part IX and the Eleventh Schedule. Option C, the Eighty-sixth Amendment, 2002, inserted Article 21A, making free and compulsory education for children of six to fourteen years a fundamental right, and added the fundamental duty in Article 51A(k). The Ninety-first Amendment is also remembered for capping the Council of Ministers at fifteen per cent of the House and for inserting Article 361B.

Q5.Indian PolityEasy

Who decides the question whether a member of a House has become subject to disqualification under the Tenth Schedule?

  1. A.The President of India
  2. B.The Election Commission of India
  3. C.The Chairman or the Speaker of the House concerned
  4. D.The Supreme Court of India
Show answer
Correct answer: C. The Chairman or the Speaker of the House concerned

Explanation

The correct answer is C, the Chairman or the Speaker of the House concerned. Paragraph 6 of the Tenth Schedule gives that power to the presiding officer, and where the question is about the presiding officer, it is decided by a member of the House elected for the purpose.

Option A, the President, decides disqualification under Articles 102 and 103 for grounds such as holding an office of profit, and there the President must act on the opinion of the Election Commission. Option B, the Election Commission, has no role at all in a Tenth Schedule case, which is a favourite trap in this question. Option D, the Supreme Court, does not decide the question at first instance, but after Kihoto Hollohan versus Zachillhu, 1992, struck down Paragraph 7, the courts may review the presiding officer's order on grounds such as mala fides, perversity or violation of natural justice.

Q6.Indian PolityHard

In Kihoto Hollohan versus Zachillhu (1992), the Supreme Court declared which paragraph of the Tenth Schedule unconstitutional?

  1. A.Paragraph 2
  2. B.Paragraph 4
  3. C.Paragraph 6
  4. D.Paragraph 7
Show answer
Correct answer: D. Paragraph 7

Explanation

The correct answer is D, Paragraph 7. That paragraph barred the jurisdiction of all courts in respect of any matter connected with the disqualification of a member under the Schedule. The Supreme Court held that taking away the jurisdiction of the High Courts under Article 226 and of the Supreme Court under Article 136 changed the position of those courts, so the amendment needed ratification by the legislatures of half the states under Article 368(2), which had not been obtained. Paragraph 7 therefore fell, while the rest of the Schedule was upheld.

Option A, Paragraph 2, lays down the grounds of defection and remains in force. Option B, Paragraph 4, carries the merger exemption and also stands. Option C, Paragraph 6, which makes the presiding officer the deciding authority, was upheld, with the Court holding that the officer acts as a tribunal whose order is open to judicial review once it is made.

Q7.Indian PolityMedium

A member who votes against the direction of the party in the House escapes disqualification if the party condones the act within how many days?

  1. A.Seven days
  2. B.Fifteen days
  3. C.Thirty days
  4. D.Three months
Show answer
Correct answer: B. Fifteen days

Explanation

The correct answer is B, fifteen days. Paragraph 2(1)(b) of the Tenth Schedule disqualifies a member who votes or abstains from voting contrary to any direction issued by the party, but the proviso saves the member in two situations: where prior permission was obtained, and where the party condones the act within fifteen days from the date of the vote or abstention.

Option A, seven days, option C, thirty days, and option D, three months, are not in the Schedule. Three months is the period the Supreme Court suggested in Keisham Meghachandra Singh versus the Speaker of the Manipur Legislative Assembly, 2020, for a Speaker to decide a defection petition, which is a different matter altogether and the reason that figure is offered here as a distractor. The fifteen-day window is what makes a whip violation forgivable, so it is a standard one-line question in prelims papers.

Q8.Indian PolityMedium

Under the Tenth Schedule, a nominated member of a House may join a political party without attracting disqualification within what period of taking the seat?

  1. A.Three months
  2. B.Six months
  3. C.One year
  4. D.A nominated member may never join a party
Show answer
Correct answer: B. Six months

Explanation

The correct answer is B, six months. Paragraph 2(3) provides that a nominated member who joins a political party after the expiry of six months from the date on which the member takes the seat is disqualified. Joining within those six months is allowed, so a nominated member of the Rajya Sabha has a window of half a year in which to take a party label.

Option A, three months, and option C, one year, are not periods used in the Schedule. Option D is wrong because the Schedule plainly permits the nominated member to join a party inside the six-month window. The rule for an independent member elected to the House is stricter: under Paragraph 2(2) an independent who joins any political party after the election is disqualified at once, with no window at all. Examiners frequently place the two rules side by side to see whether the candidate has mixed them up.

Q9.Indian PolityHard

Which Article, inserted by the Ninety-first Amendment, 2003, bars a member disqualified for defection from holding any remunerative political post?

  1. A.Article 361A
  2. B.Article 361B
  3. C.Article 371J
  4. D.Article 350B
Show answer
Correct answer: B. Article 361B

Explanation

The correct answer is B, Article 361B. It provides that a member of either House of Parliament or of a State Legislature who is disqualified on the ground of defection is also disqualified from holding any remunerative political post, from the date of disqualification until the date on which the term of office would expire or until the member is re-elected, whichever is earlier.

Option A, Article 361A, inserted by the Forty-fourth Amendment, 1978, protects the publication of substantially true reports of the proceedings of Parliament and State Legislatures. Option C, Article 371J, added in 2012, provides special status for the Hyderabad-Karnataka region of Karnataka. Option D, Article 350B, created the office of the Special Officer for Linguistic Minorities. The Ninety-first Amendment also inserted Articles 75(1B) and 164(1B), which keep a defector out of ministerial office for the same period.

Q10.Indian PolityMedium

The Ninety-first Amendment Act, 2003 limited the total number of ministers in the Council of Ministers to what share of the total strength of the House?

  1. A.Ten per cent
  2. B.Twelve per cent
  3. C.Fifteen per cent
  4. D.Twenty per cent
Show answer
Correct answer: C. Fifteen per cent

Explanation

The correct answer is C, fifteen per cent. Article 75(1A) says that the total number of ministers, including the Prime Minister, shall not exceed fifteen per cent of the total number of members of the Lok Sabha, and Article 164(1A) lays down the same ceiling for a state with reference to the Legislative Assembly, with a floor of twelve ministers including the Chief Minister.

Option A, ten per cent, and option D, twenty per cent, are not used in the Constitution for this purpose. Option B, twelve per cent, confuses the percentage with the number twelve, which is the minimum size of a state Council of Ministers under the same clause, and is therefore the most tempting wrong answer. The cap was introduced along with the anti-defection changes because oversized ministries, with offices for the asking, had themselves become a means of encouraging defection.

Q11.Indian PolityHard

Which group of Articles was amended by the Constitution (Fifty-second Amendment) Act, 1985 along with the insertion of the Tenth Schedule?

  1. A.Articles 101, 102, 190 and 191
  2. B.Articles 102, 103, 191 and 192
  3. C.Articles 100, 101, 189 and 190
  4. D.Articles 105, 106, 194 and 195
Show answer
Correct answer: A. Articles 101, 102, 190 and 191

Explanation

The correct answer is A, Articles 101, 102, 190 and 191. Articles 101 and 102 deal with the vacation of seats and the disqualifications for membership of Parliament, and Articles 190 and 191 do the same for the State Legislatures. The Fifty-second Amendment added a clause to each of them so that a member disqualified under the Tenth Schedule vacates the seat.

Option B wrongly brings in Articles 103 and 192, which lay down who decides questions of disqualification under the earlier grounds, the President and the Governor respectively on the opinion of the Election Commission. Option C brings in Articles 100 and 189, which deal with voting in the Houses and the quorum. Option D names Articles 105, 106, 194 and 195, which deal with the powers, privileges and salaries of members. Only the first group concerns disqualification and vacation of seats.

Q12.Indian PolityMedium

Which of the following is not a ground of disqualification under the Tenth Schedule of the Constitution?

  1. A.A member voluntarily giving up membership of the party on whose ticket the member was elected
  2. B.A member voting in the House against the direction of the party without prior permission
  3. C.An independent member joining a political party after being elected to the House
  4. D.A member who, on being elected Speaker of the House, gives up membership of the party
Show answer
Correct answer: D. A member who, on being elected Speaker of the House, gives up membership of the party

Explanation

The correct answer is D. Paragraph 5 of the Tenth Schedule expressly exempts a person who, on being elected Speaker or Deputy Speaker of the Lok Sabha or of a Legislative Assembly, or Chairman or Deputy Chairman of the Rajya Sabha or of a Legislative Council, gives up membership of the party, and the exemption continues if the person rejoins that party after ceasing to hold the office. The rule protects the neutrality of the chair.

Option A is the first ground in Paragraph 2(1)(a), and the Supreme Court held in Ravi S. Naik versus Union of India, 1994, that giving up may be inferred from conduct. Option B is the whip ground in Paragraph 2(1)(b), subject to prior permission or condonation within fifteen days. Option C is the rule in Paragraph 2(2) for an independent member, who loses the seat on joining any party after the election. All three are grounds; only the Speaker's case is an exemption.

Frequently Asked Questions

Which Schedule of the Constitution contains the anti-defection law?

The Tenth Schedule. It was added by the Constitution (Fifty-second Amendment) Act, 1985, and it lays down when a member of Parliament or of a State Legislature is disqualified on the ground of defection, who decides the question and which cases are exempt.

What did the 91st Constitutional Amendment change in the anti-defection law?

It deleted Paragraph 3, the exemption for a split by one-third of a legislature party, so only a merger approved by two-thirds is protected now. It also capped the Council of Ministers at fifteen per cent of the House and barred a member disqualified for defection from ministerial office and from any remunerative political post.

Who decides whether a member is disqualified for defection?

The Chairman or the Speaker of the House concerned, under Paragraph 6 of the Tenth Schedule. The Election Commission has no role, unlike an office-of-profit case under Articles 102 and 191. The decision can be reviewed by the courts after it is made, because Paragraph 7 was struck down in 1992.

Can a member disqualified under the anti-defection law contest an election again?

Yes. The Tenth Schedule takes away the seat but does not bar the member from standing again, including at the by-election caused by the disqualification. Since 2003, however, such a member cannot be a minister or hold a remunerative political post until re-elected or until the term of the House expires.

Does the anti-defection law apply to a vote in the Rajya Sabha?

Yes. The Tenth Schedule applies to both Houses of Parliament and to the Legislative Assemblies and Legislative Councils of the states, and in each case the presiding officer of that House decides. For a Rajya Sabha member the question is decided by the Chairman of the Rajya Sabha.

Sources

  • The Constitution of India, Tenth Schedule and Articles 101, 102, 190 and 191 — Legislative Department, Ministry of Law and Justice
  • The Constitution (Fifty-second Amendment) Act, 1985 — Legislative Department, Ministry of Law and Justice
  • The Constitution (Ninety-first Amendment) Act, 2003 — Legislative Department, Ministry of Law and Justice
  • Indian Constitution at Work (Class XI), Chapter on the Legislature — NCERT
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