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British Expansion and the Governors-General of India

Exam notes on British expansion in India: Plassey and Buxar, Subsidiary Alliance, Doctrine of Lapse and the reforms of every Governor-General from Warren Hastings.

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British Expansion and the Governors-General of India — GK24 title card
British Expansion and the Governors-General of India — GK24 title card

Between 1757 and 1857 the English East India Company grew from a trading body with a few factories into the ruler of almost the whole subcontinent. It did this by war, by treaty and by annexation, and the man who directed each stage was the Governor of Bengal, later the Governor-General of Bengal and finally the Governor-General of India. Examiners like this topic because every Governor-General is attached to a fixed set of wars, treaties and reforms, so a single name can be tested from several sides.

The foundation: Plassey and Buxar

The Battle of Plassey was fought on 23 June 1757 between Robert Clive and Siraj-ud-Daulah, the Nawab of Bengal, and was decided less by fighting than by the treachery of Mir Jafar. The Battle of Buxar of 22 October 1764 was the real military test, for there Hector Munro defeated the combined armies of Mir Qasim of Bengal, Shuja-ud-Daulah of Awadh and the Mughal emperor Shah Alam II. The Treaty of Allahabad of 1765 followed and gave the Company the Diwani, that is the right to collect the revenue, of Bengal, Bihar and Orissa. Clive then ran the Dual Government, under which the Company held the revenue and the Nawab kept the responsibility for administration, a system that ended in the famine and misrule of the next decade.

From Warren Hastings to Cornwallis

Warren Hastings, Governor of Bengal from 1772, became the first Governor-General of Bengal under the Regulating Act of 1773. He ended the Dual Government, moved the treasury from Murshidabad to Calcutta, set up the Supreme Court at Calcutta in 1774 and founded the Calcutta Madrasa in 1781. He fought the First Anglo-Maratha War, closed by the Treaty of Salbai in 1782, and the Second Anglo-Mysore War. Lord Cornwallis, Governor-General from 1786, is remembered for the Permanent Settlement of Bengal in 1793, for separating revenue and justice work, for the Cornwallis Code and for the policy of keeping Indians out of higher office, which earned him the title Father of Civil Services in India.

Wellesley, Hastings and Bentinck

Lord Wellesley, Governor-General from 1798, introduced the Subsidiary Alliance, under which an Indian ruler kept a British force at his own cost, surrendered his foreign relations and accepted a British Resident at his court. Hyderabad was the first to sign in 1798, and Mysore, Awadh, the Peshwa and others followed. Lord Hastings ended the Anglo-Nepalese War with the Treaty of Sugauli in 1816 and crushed the Marathas in the Third Anglo-Maratha War. Lord William Bentinck, the first Governor-General of India under the Charter Act of 1833, abolished sati in 1829, suppressed thuggee with the help of William Sleeman, and accepted Macaulay's Minute of 1835 that made English the medium of higher education.

Governor-GeneralPeriodRemembered for
Warren Hastings1773 to 1785First Governor-General of Bengal, Regulating Act, Treaty of Salbai
Lord Cornwallis1786 to 1793Permanent Settlement, Cornwallis Code, civil services
Lord Wellesley1798 to 1805Subsidiary Alliance, Fourth Anglo-Mysore War
Lord Hastings1813 to 1823Treaty of Sugauli, Third Anglo-Maratha War
Lord William Bentinck1828 to 1835Abolition of sati, first Governor-General of India
Lord Dalhousie1848 to 1856Doctrine of Lapse, railways, telegraph, postage
Lord Canning1856 to 1862Revolt of 1857, first Viceroy of India

Dalhousie and the Doctrine of Lapse

Lord Dalhousie, Governor-General from 1848, annexed more territory than anyone before him. Under the Doctrine of Lapse a princely state whose ruler died without a natural heir passed to the Company, the adopted son being refused recognition. Satara was taken in 1848, then Jaitpur and Sambalpur in 1849, Udaipur in 1852, Jhansi in 1853 and Nagpur in 1854. Awadh was annexed in 1856 on the different ground of misgovernment. Dalhousie also opened the first railway line from Bombay to Thane in 1853, started the telegraph from Calcutta to Agra, introduced the half-anna postage stamp, created the Public Works Department and accepted Wood's Despatch of 1854, called the Magna Carta of English education in India. The resentment left by these annexations fed directly into the Revolt of 1857.

From Governor-General to Viceroy

The Government of India Act of 1858 transferred power from the Company to the Crown, abolished the Board of Control and the Court of Directors, and created the office of Secretary of State for India assisted by a Council of India. The Governor-General was now also styled Viceroy, the personal representative of the Crown, and Lord Canning held both titles. The titles of the office therefore change three times, and each change is tied to a statute: Governor of Bengal until 1773, Governor-General of Bengal under the Regulating Act, Governor-General of India under the Charter Act of 1833, and Viceroy as well from 1858. Learning the statute with the title is the quickest way to answer these questions correctly.

Exam Point of View

Questions come in three shapes. First, name and event pairs: who fought Plassey, who signed Salbai, who abolished sati, who framed the Doctrine of Lapse. Second, the title of the office and the Act that created it, where the Regulating Act 1773, the Charter Act 1833 and the Government of India Act 1858 are the three landmarks. Third, chronology, where a paper asks which annexation or reform came first. The common traps are confusing Warren Hastings with Lord Hastings, confusing the first Governor-General of Bengal with the first Governor-General of India, and attributing the Subsidiary Alliance to Dalhousie instead of Wellesley. Remember also that Plassey was won by treachery while Buxar was a genuine military victory.

Important Facts

Battle of Plassey23 June 1757, Clive versus Siraj-ud-Daulah
Battle of Buxar22 October 1764, Munro versus Mir Qasim, Shuja-ud-Daulah and Shah Alam II
Diwani of BengalTreaty of Allahabad, 1765
First Governor-General of BengalWarren Hastings, Regulating Act 1773
Permanent SettlementLord Cornwallis, 1793
Subsidiary AllianceLord Wellesley, first signed by Hyderabad in 1798
Treaty of Salbai1782, ended the First Anglo-Maratha War
Treaty of Sugauli1816, with Nepal, under Lord Hastings
Abolition of satiLord William Bentinck, Regulation XVII of 1829
First Governor-General of IndiaLord William Bentinck, Charter Act 1833
Doctrine of LapseLord Dalhousie, 1848 to 1856
First railway lineBombay to Thane, 1853
Wood's Despatch1854, the Magna Carta of English education in India
Annexation of Awadh1856, on the ground of misgovernment
First Viceroy of IndiaLord Canning, Government of India Act 1858

Practice MCQs on this topic

Q1.Indian HistoryAsked in: SSC CGL · 02 Dec 2022, Shift 2Medium

In which of the following years was the Treaty of Salbai signed?

  1. A.1817
  2. B.1769
  3. C.1800
  4. D.1782
Show answer

Correct answer: D. 1782

Explanation

The correct answer is D, 1782. The Treaty of Salbai ended the First Anglo-Maratha War, fought during the term of Warren Hastings. By its terms Salsette remained with the Company, Raghunathrao's claim to the Peshwaship was dropped and Madhavrao II was recognised as Peshwa. It gave the British about twenty years of peace with the Marathas.

Option A is wrong because 1817 is the year the Third Anglo-Maratha War began under Lord Hastings, which ended Maratha power altogether. Option B is wrong because 1769 is the year of the Treaty of Madras, which closed the First Anglo-Mysore War against Haidar Ali. Option C is wrong because 1800 saw no such treaty; the Fourth Anglo-Mysore War had ended a year earlier in 1799 with the death of Tipu Sultan at Seringapatam. Only 1782 matches Salbai.

Q2.Indian HistoryEasy

The Battle of Buxar was fought in which year?

  1. A.1757
  2. B.1764
  3. C.1765
  4. D.1772
Show answer

Correct answer: B. 1764

Explanation

The correct answer is B, 1764. The Battle of Buxar was fought on 22 October 1764 in present-day Bihar, where the Company's army under Hector Munro defeated the combined forces of Mir Qasim of Bengal, Shuja-ud-Daulah of Awadh and the Mughal emperor Shah Alam II. Unlike Plassey it was a genuine military victory and it made the Company the real power in eastern India.

Option A is wrong because 1757 is the year of the Battle of Plassey against Siraj-ud-Daulah. Option C is wrong because 1765 is the year of the Treaty of Allahabad, which followed Buxar and gave the Company the Diwani of Bengal, Bihar and Orissa, but no battle was fought that year. Option D is wrong because 1772 is the year Warren Hastings became Governor of Bengal and ended the Dual Government, again not a battle year.

Q3.Indian HistoryEasy

Who was the first Governor-General of Bengal?

  1. A.Robert Clive
  2. B.Lord Cornwallis
  3. C.Warren Hastings
  4. D.Lord William Bentinck
Show answer

Correct answer: C. Warren Hastings

Explanation

The correct answer is C, Warren Hastings. The Regulating Act of 1773 changed the designation of the Governor of Bengal to Governor-General of Bengal and gave him a Council of four members, and Warren Hastings, who was already Governor, became the first to hold the new title. The same Act provided for a Supreme Court at Calcutta, which was established in 1774.

Option A is wrong because Robert Clive was Governor of Bengal and the architect of the Dual Government, but the office of Governor-General did not exist in his time. Option B is wrong because Lord Cornwallis came later, in 1786, and is remembered for the Permanent Settlement. Option D is wrong because Lord William Bentinck was the first Governor-General of India, a title created by the Charter Act of 1833, which is the classic trap in this question.

Q4.Indian HistoryEasy

The Permanent Settlement of Bengal was introduced in 1793 by which Governor-General?

  1. A.Warren Hastings
  2. B.Lord Cornwallis
  3. C.Lord Wellesley
  4. D.Lord Dalhousie
Show answer

Correct answer: B. Lord Cornwallis

Explanation

The correct answer is B, Lord Cornwallis. The Permanent Settlement, also called the Zamindari system, was introduced in Bengal, Bihar and Orissa in 1793. It recognised the zamindars as owners of the land and fixed their revenue demand for all time, so that the state gained a certain income but lost any share in rising production. John Shore did the groundwork for it before Cornwallis gave it effect.

Option A is wrong because Warren Hastings had tried a five-yearly and then an annual farming of revenue, not a permanent one. Option C is wrong because Lord Wellesley is associated with the Subsidiary Alliance and the Fourth Anglo-Mysore War, not with revenue settlement. Option D is wrong because Lord Dalhousie came half a century later and is remembered for the Doctrine of Lapse, railways and the telegraph.

Q5.Indian HistoryMedium

Which Indian ruler was the first to accept the Subsidiary Alliance of Lord Wellesley?

  1. A.The Nawab of Awadh
  2. B.The Peshwa Baji Rao II
  3. C.The Nizam of Hyderabad
  4. D.The Raja of Mysore
Show answer

Correct answer: C. The Nizam of Hyderabad

Explanation

The correct answer is C, the Nizam of Hyderabad. He signed the Subsidiary Alliance in 1798, the first year of Wellesley's term, agreeing to disband his French-trained troops and to maintain a British force at his own expense. Under the system a ruler also surrendered control of his foreign relations and accepted a British Resident at his court, which reduced him to a protected but dependent prince.

Option A is wrong because Awadh accepted the alliance only in 1801, three years later, and had to cede Rohilkhand and the lower Doab to pay for it. Option B is wrong because the Peshwa signed the Treaty of Bassein in 1802, after being driven out of Poona by the Holkars. Option D is wrong because Mysore came under the arrangement in 1799, after the defeat and death of Tipu Sultan in the Fourth Anglo-Mysore War.

Q6.Indian HistoryMedium

Which of the following states was NOT annexed under the Doctrine of Lapse?

  1. A.Satara
  2. B.Jhansi
  3. C.Nagpur
  4. D.Awadh
Show answer

Correct answer: D. Awadh

Explanation

The correct answer is D, Awadh. Awadh was annexed by Lord Dalhousie in 1856, but the ground given was alleged misgovernment by Nawab Wajid Ali Shah, not the absence of a natural heir. It is therefore counted separately from the lapse annexations, and this distinction is the point of the question.

Option A is wrong because Satara was the first state taken under the Doctrine of Lapse, in 1848. Option B is wrong because Jhansi was annexed in 1853 after the death of Raja Gangadhar Rao, when the claim of the adopted son of Rani Lakshmibai was refused, a refusal that made her a leader of the Revolt of 1857. Option C is wrong because Nagpur was annexed in 1854 on the same principle after the death of Raghoji III of the Bhonsle family.

Q7.Indian HistoryEasy

The practice of sati was legally abolished in India in 1829 during the term of:

  1. A.Lord Cornwallis
  2. B.Lord William Bentinck
  3. C.Lord Canning
  4. D.Lord Hastings
Show answer

Correct answer: B. Lord William Bentinck

Explanation

The correct answer is B, Lord William Bentinck. Regulation XVII of 4 December 1829 declared sati illegal in the Bengal Presidency and punishable by the criminal courts, and it was extended to Madras and Bombay in 1830. Bentinck acted with the support of Raja Ram Mohan Roy, whose campaign had built public opinion against the practice.

Option A is wrong because Lord Cornwallis left India in 1793 and dealt with revenue and judicial reform rather than social legislation. Option C is wrong because Lord Canning came much later, held office during the Revolt of 1857 and became the first Viceroy in 1858. Option D is wrong because Lord Hastings, Governor-General from 1813 to 1823, is remembered for the Treaty of Sugauli and the Third Anglo-Maratha War, not for the ban on sati.

Q8.Indian HistoryMedium

India's first railway line, opened in 1853, ran between which two places?

  1. A.Howrah and Hooghly
  2. B.Madras and Arcot
  3. C.Bombay and Thane
  4. D.Calcutta and Agra
Show answer

Correct answer: C. Bombay and Thane

Explanation

The correct answer is C, Bombay and Thane. The first passenger railway line in India, about thirty-four kilometres long, was opened on 16 April 1853 during the term of Lord Dalhousie, who had set out the plan for an Indian railway network in his Railway Minute of 1853. Dalhousie is therefore called the father of Indian railways.

Option A is wrong because the Howrah to Hooghly line opened the following year, in 1854, and was eastern India's first, not the country's. Option B is wrong because the Madras to Arcot line came in 1856 and was the first in the south. Option D is wrong because Calcutta to Agra was the route of the first telegraph line, also started by Dalhousie, and this pairing of the railway with the telegraph is the usual trap.

Q9.Indian HistoryEasy

Who was the first Viceroy of India?

  1. A.Lord Dalhousie
  2. B.Lord Canning
  3. C.Lord Lytton
  4. D.Lord Ripon
Show answer

Correct answer: B. Lord Canning

Explanation

The correct answer is B, Lord Canning. The Government of India Act of 1858 ended the rule of the East India Company and transferred power to the British Crown, so the Governor-General was additionally styled Viceroy, the personal representative of the Crown. Canning was in office at that moment, having already faced the Revolt of 1857, and so became both the last Governor-General of the Company and the first Viceroy.

Option A is wrong because Lord Dalhousie left India in 1856, two years before the office of Viceroy existed. Option C is wrong because Lord Lytton came in 1876 and is remembered for the Vernacular Press Act and the Delhi Durbar of 1877. Option D is wrong because Lord Ripon came in 1880 and is remembered for repealing the Vernacular Press Act and for the Local Self-Government Resolution of 1882.

Q10.Indian HistoryHard

The Charter Act of 1833 is important because it:

  1. A.Created the office of Governor-General of India
  2. B.Established the Supreme Court at Calcutta
  3. C.Abolished the office of Secretary of State for India
  4. D.Introduced the Permanent Settlement
Show answer

Correct answer: A. Created the office of Governor-General of India

Explanation

The correct answer is A, it created the office of Governor-General of India. The Charter Act of 1833 made the Governor-General of Bengal the Governor-General of India with authority over the Bombay and Madras Presidencies, took away their power to make laws, and added a law member to the Council, a post first held by Lord Macaulay. It also ended the Company's commercial activities and made it a purely administrative body.

Option B is wrong because the Supreme Court at Calcutta was provided by the Regulating Act of 1773 and set up in 1774. Option C is wrong because the office of Secretary of State for India was created, not abolished, and that too in 1858. Option D is wrong because the Permanent Settlement was a revenue measure of Lord Cornwallis in 1793 and had nothing to do with this Act.

Q11.Indian HistoryHard

Wood's Despatch of 1854, known as the Magna Carta of English education in India, was issued during the term of:

  1. A.Lord William Bentinck
  2. B.Lord Dalhousie
  3. C.Lord Auckland
  4. D.Lord Curzon
Show answer

Correct answer: B. Lord Dalhousie

Explanation

The correct answer is B, Lord Dalhousie. Charles Wood, the President of the Board of Control, sent the Despatch in 1854 while Dalhousie was Governor-General. It recommended a department of education in every province, universities at Calcutta, Bombay and Madras, a network of schools from the village to the college, grants in aid to private schools and the use of the vernacular languages at the lower levels.

Option A is wrong because Lord William Bentinck is linked to Macaulay's Minute of 1835, which made English the medium of higher education, not to the Despatch. Option C is wrong because Lord Auckland is remembered for the First Anglo-Afghan War and left India in 1842. Option D is wrong because Lord Curzon came in 1899 and is associated with the Indian Universities Act of 1904 and the partition of Bengal in 1905.

Q12.Indian HistoryMedium

The Company obtained the Diwani of Bengal, Bihar and Orissa by which treaty?

  1. A.Treaty of Allahabad
  2. B.Treaty of Bassein
  3. C.Treaty of Sugauli
  4. D.Treaty of Madras
Show answer

Correct answer: A. Treaty of Allahabad

Explanation

The correct answer is A, the Treaty of Allahabad. Signed in 1765 after the Battle of Buxar, it was concluded by Robert Clive with the Mughal emperor Shah Alam II and with Shuja-ud-Daulah of Awadh. Shah Alam II granted the Company the Diwani, the right to collect and administer the revenue of Bengal, Bihar and Orissa, in return for an annual payment, and this grant is treated as the legal beginning of British rule in India.

Option B is wrong because the Treaty of Bassein of 1802 brought the Peshwa Baji Rao II under the Subsidiary Alliance. Option C is wrong because the Treaty of Sugauli of 1816 ended the Anglo-Nepalese War and gave the British Kumaon, Garhwal and part of the Terai. Option D is wrong because the Treaty of Madras of 1769 ended the First Anglo-Mysore War with Haidar Ali on terms of mutual restoration.

Frequently Asked Questions

What is the difference between the Battle of Plassey and the Battle of Buxar?

Plassey, fought in 1757, was won largely through the treachery of Mir Jafar and gave the Company political influence in Bengal. Buxar, fought in 1764, was a real military victory over the combined forces of Bengal, Awadh and the Mughal emperor, and it led to the Treaty of Allahabad of 1765 by which the Company obtained the Diwani of Bengal, Bihar and Orissa.

Who was the first Governor-General of India?

Lord William Bentinck. The Charter Act of 1833 changed the designation from Governor-General of Bengal to Governor-General of India, and Bentinck, who was in office at the time, became the first to hold that title. Warren Hastings had earlier been the first Governor-General of Bengal under the Regulating Act of 1773.

What was the Subsidiary Alliance?

A system introduced by Lord Wellesley under which an Indian ruler kept a British force in his territory and paid for it, gave up the right to conduct relations with other powers, could not employ Europeans without British consent and accepted a British Resident at his court. The Nizam of Hyderabad was the first to accept it in 1798.

Which states were annexed under the Doctrine of Lapse?

Satara in 1848, Jaitpur and Sambalpur in 1849, Udaipur in 1852, Jhansi in 1853 and Nagpur in 1854. Awadh was taken in 1856 but on the separate ground of alleged misgovernment, not under the Doctrine of Lapse.

Why is Lord Cornwallis called the Father of Civil Services in India?

He organised the Company's service on modern lines by fixing salaries at a level that reduced private trade and bribery, by promoting on the basis of seniority and by laying down clear rules of conduct in the Cornwallis Code of 1793. He also barred Indians from higher posts, which is criticised as the racial side of his reform.

When did the Governor-General also become the Viceroy?

In 1858. The Government of India Act of 1858 ended Company rule and transferred power to the Crown, so the Governor-General was additionally styled Viceroy as the Crown's personal representative. Lord Canning held the office at that moment and is counted as the first Viceroy of India.

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